Criteria for a Retail investor

Criteria for a Retail investor

Definition of Retail Investor:

A retail investor is an individual who has Net Personal Assets exceeding US$ 100,000 (or its equivalent in foreign currency). It may include Net property value and/or financial assets/securities.

Process for determination of the Financial status of Investor:

INDIVIDUAL: Net Personal Assets

The investor needs to submit one of the following documents as proof for his Net Personal Assets
  • Property: Property title deed· Property valuation report less than 6 months old from recognized valuers
  • Owner’s Equity: Latest audited annual accounting report of the company(audit report by the Big Fours and/or recognized registered audit company in the country)
  • Personal Investment/Savings:
    • Latest investment portfolio statement (as at market value)
    • Latest bank statement